Today, he will be helping clients identify and achieve financial goals. Lisa joined Duncan Financial Group in February 1988 as a Customer Service Representative. Bounce back was the biggest scheme, distributing 47bn to 1.6 million recipients, who were able to borrow up to 50,000 each. BBB Business Profiles may not be reproduced for sales or promotional purposes. Firm actively engages as insurance brokers or agents, or they are affiliated with an insurance company or agency. IA. More at IMDbPro Contact Info: View agent, publicist, legal on IMDbPro. Here's how we make money. Firm is affiliated with an insurance company or agent who may be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist. If you choose to do business with this business, please let the business know that you contacted BBB for a BBB Business Profile. Direct: 724.863.3287, x3105| julie.snyder@cambridgesecure.com. When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. Sunak wished to increase productivity, empower tech businesses and raise living standards. He also likes to travel and visit his camp in Potter County. AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV, and WY to sell life insurance products. This information was gleaned from the *** website. While *** lists ****** ******** as their national headquarters with offices in ***************** ******** and *************** ******* the firm has a total of four employees three of which operate out of *******. BBB asks third parties who publish complaints, reviews and/or responses on this website to affirm that the information provided is accurate. EPA. A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. He enjoys the continuing relationships that have been fostered with his individual clients over the years. As an independent advisor, Stephanie uses a consultative approach with potential and existing clients, which allows her to choose the best mix of insurance coverages and products, in the best interest of her clients. January 17, 2023. The information may be inaccurate, incomplete or outdated. Financial plans and investment portfolios are always unique to the client's personal financial situation. Relationship Manager, Investment Advisor Representative, Direct: (724) 863-4962,3463 x | austin.krise@cambridgesecure.com. (724) 863-3287, x3115 The United Kingdom got its new prime minister today amid a looming cost-of-living crisis. Ghoshes are considered as Kulin Kayasthas of Soukalin . why did rishi ghosh leave duncan financial. Stacey Cheek (CRD# 3159204) is an Investment Advisor Representative working at He obtained the Chartered Retirement Planning CounselorSM designation in 2016 from the College for Financial Planning. She provides extensive knowledge to her existing clients and prospective clients to provide exceptional customer service and strategies for their group benefit offerings. . Duncan Financial Management manages $16.2 million and provides investment advisory services for 252 clients (1:126 advisor/client ratio). Direct: (724) 863-3420, x3322 | daneen.hayden@duncangrp.com, Direct: (800) 517.9901 x2128 | alexa.smith@duncanar.com. This data is then run through our proprietary scoring algorithm to generate a star rating for each firm based on a variety of measures, including disciplinary history and conflicts of interest. A regulatory agency other than the SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. and well try to help! Is your firm affiliated with a law firm in any capacity? Bill began his career working for a local CPA firm in Murrysville where he performed various services for the firm including preparing business and individual tax returns along with many other client need-based services. Anthony Striker (CRD# 6490554) is an Investment Advisor Representative working at His professional designations include Certified Insurance Counselor (CIC), Certified Risk Manager (CRM) and Charter Property Casualty Underwriter (CPCU), Certified Benefits & Wellness Advisor (CBWA), and hes been designated a Certified WorkComp Advisor (CWCA) by the Institute of WorkComp Professionals. No. Firm or related person receives soft-dollar benefits in connection with client securities transactions. Alberto specializes in Risk Management and Workers Compensation and has obtained a professional designation as a Certified Workers Comp Advisor. That's why we're so passionate about helping our friends and neighbors unlock successful retirements. Rishi Ghosh is the Accounts Manager at Duncan Financial Management in Fenton. Britain's economy is in dire straits and the extra spending made during the Covid pandemic is returning to haunt the exchequer. Larry Qvistgaard is a Registered Principal and Investment Advisor Representative with Cambridge Investment Research and Cambridge Investment Research Advisors respectively. CRD#: 6490554. She began her career in the insurance industry quickly after college graduation, obtaining her Property & Casualty license in Pennsylvania and Ohio. Questions to ask She has extensive knowledge, having worked in both Personal and Commercial Lines positions including sales, customer service, and management. Ghosh (or Ghose) is an Indian and Bangladeshi surname found among Bengali Hindus.. Ghoshes mostly belong to Kayastha caste in Bengal.The Bengali Kayasthas evolved as a caste from a category of officials or scribes, between the 5th/6th century AD and 11th/12th century AD, its component elements being putative Kshatriyas and mostly Brahmins. Daniel J Vecchio, CPA joined Duncan Financial Group, LLC in October, 1994. He attended Albertus Magnus College in New Haven, Connecticut. Lisa enjoys getting to know her clients and helping them find the best insurance coverages for their unique needs. Rishi Ghosh: RevPro Live at the Cockpit 34 Nov 4th 2018: No Fun Dunne & The Great O-Kharn: def. AFP. He is responsible for the overall operations, supervision and field development of the advisors affiliated with our branch office. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for. This could be detrimental to a client during down markets. Help us keep your information up-to-date. Firms that receive soft-dollar benefits could be incentivized to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients. Additionally, Rob is licensed in Life and Health insurance in PA, FL, NC, NY, and NJ. Robert McCalmont joined Duncan Financial Group, LLC, in January 1992. Subsequently, as a ******************** moved ten percent of my principle to a 2x inverse fund (SDS), that upon later research, was a highly volatile and totally inappropriate for a conservative investor. (724) 863-3420 (724) 863-3287; Home; Personal. Robb earned undergraduate and graduate degrees from the University of Pittsburgh, Pittsburgh, PA. Tyler Harkins has been with Duncan Financial Group since July of 2021. What does this mean and why is it important? Daniel started with the company as a staff accountant taking care of the accounting, payroll, and income taxes for the internal operating companies of Duncan Financial Group. With a background in Insurance and Financial Services, Julie offers clients a unique perspective and a simplified process for working through financial challenges in small steps, transforming what can feel like a daunting task into a positive, manageable process. Customer Reviews are not used in the calculation of BBB Rating. Firms having met these requirements may further elect to participate in the investor.com Certification program for an annual fee paid to investor.com. Rishi Sunak caused a stir - and some hilarity - when he was rushed out of the launch of the Forests Partnership at COP 27: About 2 mins before he left an aide came onto stage and was whispering in his ear for more than a minutethere was a discussion going on about, it seems, whether to leave at that moment. Tim works closely with potential and existing retirement clients on evaluating plan design, administration, investments, compliance, fiduciary responsibility, and ERISA regulatory matters. William E. Zurlo, CPA joined Duncan Financial Group, LLC in December 2021. The British media is giving many reasons for his loss. At least one if not twice a month, we state if you havent heard from us in 24 business hours, please contact us. This arrangement creates a conflict where the firm and its representatives may be incentivized to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. Now . ****** long running television program no longer airs in ********* and now originates and is broadcast only in *************** ******* where **** and his wife now reside. Previously, I was a Senior Associate at PwC where I specialized in the Digital Transformation of organizations' Finance, Accounting and Tax Functions through building technology enabled tools to automate the calculation and . Firm or an affiliate actively engages in business as a law firm or lawyer. This could also limit the number and diversity of investment options available and may impact their transferability. CRD#: 6152377. Visit Site. Losses totalled ninety percent. His early support for Brexit helped fuel his political rise. In this role, he was tasked with managing various types of 401(k) distributions for participants, including; loans, hardships, RMDs, In-service, and more. Yes or If Truss does win, she faces a desperate situation - both in the country and in the party, which is massively unpopular after 12 years in power. Alex brings over 30 years of financial services experience to his role as Senior Vice President, Retirement Plan Specialist at Duncan Financial Group, LLC. Also, ***** was concerned that his wife was not . Ed specializes in Personal Wealth Management, and Retirement Services-- bringing over 40 years of experience in financial services. Colton Hearn graduated from Saint Vincent College in 2018, earning his Bachelor of Science in Finance with a focus in Investment Management. A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations. What does this mean? Firm offers mutual funds that carry 12b-1 fees, which increases the total annual cost of owning the fund (with no guarantee of higher returns). Christy joined Duncan Financial Group, in March of He is a member of the Financial Planning Association, teaches Sunday School at Centenary United Methodist Church. While serving as President of Duncan Financial Groups Insurance Division for the past 15 years, John has overseen the companys unwavering delivery of the gold-level service its clients have come to expect. The headquarters of Duncan Financial Management is 10820 Sunset Office Drive, Suite 210. Sunset Hills, MO 63127. Although he has responsibility in all aspects of the company's growth, his main focus is personal wealth management, which allows him to help his clients . By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). What does this mean and why is it important? Stacy joined the Duncan Financial Group team July of 2021 as a Strategic Planning Analyst, bringing over 20 years of experience in the financial services industry serving high net worth and ultra-high net worth clients. Duncan Financial Group is a full-service financial service agency located in Irwin, PA. Our team of professionals make your financial, insurance, and wealth management services work together in a coordinated, comprehensive and strategic manner. These conflicts can negatively impact clients via hidden fees and overall higher costs. His primary goals when working with companies on their retirement plans are to simplify the plan management for the plan sponsor, lower plan expenses, and assist the plan participants in reaching their retirement goals, enabling them to retire with a sustainable retirement income. During his time with Duncan, he obtained his Series 7 and Series 66 licenses and now holds the CPFA designation. Ron engages in all areas of financial planning with an emphasis on retirement planning and elder care. Does your firm, or anyone associated with the firm, practice as a law firm? 7 7.Duncan Financial Management Review 2022 - Investor.com. Firm or an advisory affiliate was previously found to have made false statements or omissions by a self-regulatory organization. What does this mean and why is it important? What does this mean and why is this important? Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. Nancy works with existing retirement plan sponsors on evaluating plan design, administration, investments, compliance, fiduciary responsibility and ERISA regulatory matters. Before the transaction took place *** had 12 employees and four office locations in three states. Questions to ask Robb married the best referral he ever received, his wife, Kate. John strongly supports Norwins Student Athlete of the Week Program, where he is honored to present awards to the schools outstanding scholars and athletes. Firm offers products that have performance-based fees; the managers of those products may be incentivized to take inappropriate risks to beat their performance benchmark. 12250 Weber Hill Road Suite 305, Saint Louis, MO 63127. As an Investment Advisor Representative, Nancy acts as a fiduciary for her clients. Response. Direct: (724) 863-4962, x3460 | nancy.conners@cambridgesecure.com. They She graduated with a B.S. Rishi will be replaced on an interim basis by Mark Morgan, currently Blue Yonder's executive vice president of Worldwide Commercial . He has been at Duncan Financial Group since January of 2000 and prior to joining the organization he spent over a decade working as a technology infrastructure and support consultant for small to medium businesses. What does this mean? A video of the . June 28, 2017 Updated: June 29, 2017 8:31 a.m. 10. Why is Sunak seen losing the race to Liz Truss? FINRA data last verified February 17, 2023. One of Johns passions is Norwins Relay for Life event. (724) 863-3287, x3102 Schedule a Meeting brian.duncan@cambridgesecure.com. When she is not at the office, enjoys living on her 8.5 acres, raising chickens. Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). We promise to keep your information safe and secure. Today; Author. (CRD# 312806) 2021 - Present (1 year) IA DUNCAN FINANCIAL MANAGEMENT, INC. (CRD# 150849) 2013 - 2021 (7 years) Disclosure(s) Close. Alex works closely with both corporate and individual clients to help them achieve their long-term financial goals. Retirement; Investing; Expert Advice; About; Rishi Ghosh. Disclaimer: It is our organization's primary mission to provide reviews, commentary, and analysis that are unbiased and objective. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. What does this mean? Nancy currently holds FINRA Series 7 & 66 and is licensed in Life and Health insurance in PA. Infiniti Wealth Management, Optimal Wealth, Cereus Financial Advisors, Southcol Advisors, Lionshead Wealth Management, Was this helpful? We have a house in ****** **. Each company is independently responsible for the products and services they provide. compensation-related conflicts of interest, Types of Financial Advisors and How to Choose, What's a Fiduciary (and Why It Matters So Much). Direct: (724) 863-4962, x3458 | bgongloff@duncangrp.com. One of the reasons he is lagging in the race is his role in triggering Boris Johnson . He brings over 25 years of management, accounting and tax experience to his dual role as the companys Chief Operations Officer and CPA for outside individual and business tax clients. Contact Rishi Ghosh for financial advice today. What does this mean? In addition, Alex is the Program Director for Duncan Financial Groups Employee Financial Wellness Program. What does this mean? The firm's website is not secure by modern internet standards. Pool photo by Hannah Mckay. Our ****** office which is now located in ************ was and still is our National Headquarters. What percentage of income does your firm receive from fees versus commissions? Firm or a related person trades securities for themselves that they also recommend to their clients. Nancy L. Conners joined Duncan Financial Group, LLC in November 2010 as an Administrative Assistant in the Retirement Plan Administration department. Wheelhouse Advisory Group, LLC in Saint Louis, MO and has In the past, Rishi has also been known as Rish Ghosh. During our last session I insisted that the ninety percent losses be addressed. Christy currently holds FINRA Series 7, Series 66, and a Life and Health license. 10820 Sunset Office Drive, Suite 210. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at You have been idle and will be logged out in BBB is here to help. Rishi is passionate about working directly with clients who are nearing or in retirement and implementing plans to help them reach their personal and financial goals. Direct: (412) 238-7334 | timothy.kunkle@cambridgesecure.com. 05/06/2022. Brian was named Chief Executive Officer of Duncan Financial Group in July of 2022. We may lose one or two clients per year due to *** firing the client and/or the client changed their retirement plans that are not consistent to *** investment philosophy.Before the 3/2021 buyout, *** had over 500 clients, after the buyout I maintained my client base of roughly 240 clients. Our system has identified the following conflict alerts. State Securities Law . This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products. As a consumer advocacy project, investor.com does not charge any licensing fees for earned state accolade badges. Please see our General Disclaimers for more information. *** has had not contact with the ***** since mid-2020 and its difficult to understand why almost two years later, ************** has voiced frustration with ***. In his 42 years Rishi Sunak has achieved a remarkable amount in a very short time, a quality that will very much required if he is to become Britain's next prime minister. Each month, the investor.com Trust algorithm downloads the latest regulatory data from the SEC IAPD database. Don brings over 40 years of real-world business and financial experience to his role as an Investment Advisor Representative at Duncan Financial Group. He has been a CPA and a member of both the American Institute of Certified Public Accountants (AICPA) and the Pennsylvania Institute of Certified Public Accountants (PICPA) since 1992. Why did Rishi Sunak and Sajid Javid resign? Direct: (724) 863.3420 x3114 | sbotti@duncangrp.com. ppizarro@duncangrp.com. When? He obtained the Accredited Investment Fiduciary designation in 2015 and the Accredited Retirement Plan Consultant designation in 2020. Direct: (724) 279.4049 | robb.stottlemyer@duncanar.com. Firms that earn a 4.5 or 5 star rating are also eligible to receive the "Trusted by investor.com" badge. ****** long running television program no longer airs in ********* and now originates and is broadcast only in *************** ******* where **** and his wife now reside. Just as important to John is his family, which includes: his wife of 30 years, Donna; his son Lance, who also works at the company; daughter, Megan, a teacher at Vincentian Academy in Pittsburgh; and their beloved rescue dog, River. CA Insurance License #0D99810 Duncan Financial Services, LLC is not a subsidiary or affiliate of MML Investors Services, LLC or its affiliated companies. The positions recommended would have increased dramatically. exclusive offers, they cannot pay to alter our recommendations, advice, ratings, or any other content throughout the site. Sunak has been Member of Parliament (MP) for Richmond (Yorks . The first is that raising taxes in this way runs against his own political instincts and desires. Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. In addition, ************** was concerned that if he passed that *************** had guaranteed income for life since she was uninterested in their finances. What happened? For instance, research has shown that mutual funds that use incentive fees take on more risk than funds that do not, and tend to double down and increase their risk following a poor performance. UK Prime Minister Rishi Sunak was rushed out of a meeting at the COP27 summit in Egypt's Sharm-el-Sheikh on Monday, raising new speculations. Forget it. Wheelhouse Advisory Group, LLC in Saint Louis, MO and has Request proposals for help with your financial concerns. He provides concierge-level service, specializing in creative case consultation and policy audit capability, that integrate life insurance into an overall financial plan. ************** is incorrect about our time. They are collectively registered in the following states: In these absorbing interviews with 12 of the greatest money managers in Canada, portfolio manager R.J. Thompson . Investment advisory services offered through Investment Advisor Representatives of Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. 0 . Several months before Britain's 2016 referendum on leaving the European Union . dvecchio@duncangrp.com. When operating in this dual capacity, advisors may be incentivized to implement plans as an attorney that could drive higher revenue for themselves as investment advisors. Supplementary information may be provided by listed advisors or their representatives. Edward E. Kavo has been with Duncan Financial Group since August, 2010. Fortunately, since **** was unable to get an in service transfer of my wife's 401k our losses were merely significant rather than catastrophic. over 9 years Sunak's problems within the Conservative party, therefore, may stem from his own record, and not his race. To help people get the financial assistance they need to achieve their long-term financial goals. over 9 years He takes his civic responsibility seriously, a trait passed on by his father, who taught him the importance of supporting the community that supports his company. What does this mean? In the past 10 years, a domestic or foreign court has issued an injunction against the firm or an advisory affiliate in connection with an investment-related activity. Stephanie Botti joined Duncan Financial Group, LLC, in January 2014. Wheelhouse Advisory Group, LLC in Saint Louis, MO and has Sensitive information sent over an HTTP connection can easily be eavesdropped on by third-parties. Read our Safety & Security Promise. All Rights Reserved. 1. Prior to joining Duncan Financial Group, she facilitated the start of a new Property & Casualty agency, where she was responsible for performing numerous tasks to facilitate growth and the success of the company. For further detail, see our articles on different types of advisors and financial advisor services. Insurance companies must find the recommendation of annuity to be suitable for the owner which the company did and issued the policy.The statement that all his funds were placed in the annuity are incorrect.Since, we are unaware of the discussions with the other advisors its difficult to comment on their recommendation.During the biggest bull market in history my portfolio actuall declined in value. . Shortly after obtaining his degree, Colton joined the Duncan Financial Group team in May of 2018. Questions to ask Ron possesses a Series 7, Series 66, and Life and Health license in Pennsylvania, Ohio and Florida. The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Some firms receive these fees as payments, which creates an incentive to promote them. Please provide me a list of the products and a summary of how much your firm earns from them. Regulatory disclosures state that firm sells proprietary investments and products. Throughout her career, Julie has gained a wealth of experience and knowledge managing the behind-the-scenes work with local advisory firms and acting as an advisor for a large securities and life insurance firm. This is a multi-location business. ************** comment what clients he may still have in ******** is inaccurate. No war engulfed Europe. Check out the background of firms and investment professionals on FINRA's BrokerCheck. The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. Investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. During our last session I insisted that the ninety percent losses be addressed.As noted in several discussions Mr. and *************** allocated roughly 4.3% of their portfolio in positions that would provide safety in case of a market meltdown. Direct: (412) 238-7330, x3179 | Ronald.kims@cambridgesecure.com. How do these benefits affect the firms selection of a broker-dealer partner? Stay sharp with senior focused financial articles. 1 recommendation for Duncan Financial Management from neighbors in Saint Charles, MO. 2. Direct: (724) 863-3287, x3106 | edward.kavo@cambridgesecure.com. In total, Duncan Financial Management manages $16.2 million in assets. The "national headquarters" is run by an administrative assistant. A regulatory agency has previously denied, suspended, or revoked the firms or an advisory affiliates registration or license or otherwise restricted their activities. He is an active member of the Financial Planning Association (FPA) and the National Association of Insurance and Financial Advisors (NAIFA) in Orange County, California. Why did Liz Truss resign? All requests for updated information should also be reported directly to the SEC and/or FINRA. Alberto joined Duncan Insurance Group in January of 2019, as an Insurance and Risk Advisor. Gabrielle joined Duncan in October 2018, as the Insurance Operations Manager. Deanne has been with Duncan Financial Group as an Account Manager for Employee Benefits since 2013. In 2008, she returned to the life brokerage, where she remained until December 2015 when she joined to Duncan Advisor Resources Group. Today, Kristen is a Charted Retirement Plan Counselor (CRPC) and has earned her Life, Accident, and Health Insurance license in addition to holding her Series 7, Series 63, and Series 66 security licenses. April and her husband got married in 1993 and they have two children. Also, ************** was concerned that his wife was not interested in understanding their financial picture. In 2008, he was awarded the Advisor of the Year by the Institute of WorkComp Professionals. In 2004 he went to Stanford Business School in California to study an MBA, but rather than staying in the US . "Trusted by investor.com" status is reserved to those financial advisor firms meeting investor.com's strict requirements, beginning with earning no less than a 4.5 to 5 -star rating based on investor.com's independent Trust algorithm analysis. Does your firm recommend securities that it or its affiliates underwrite, or in which it serves as general or managing partner? Direct: (724) 863-3420, x3332 | lbrown@duncangrp.com. PJ Pizarro brings more than 28 years of hands-on experience in information technology, technology support services and operations. The business know that you contacted BBB for a BBB business Profiles may be! Their Representatives and services they provide firms receive these fees as payments which. 863-3287, x3115 the United Kingdom got its new prime minister today a... The continuing relationships that have been fostered with his individual clients over the years the best referral he ever,... A few minutes of your time to describe your situation and the assistance you are subject to their.! Case consultation and policy audit capability, that integrate Life insurance into an overall Financial plan this was. Was previously found to have been involved in a violation of its rules this firm or an affiliate! Life event role as an Investment Advisor Representatives of Cambridge Investment Research advisors respectively or an advisory to! 7, Series 66, and analysis that are unbiased and objective is 10820 Sunset office,. Wife was not is accurate existing Retirement plan sponsors on evaluating plan design, administration investments. Advisors affiliated with a focus in Investment Management and four office locations three... Your Financial concerns background of firms and Investment portfolios are always unique to the Life brokerage, where she until. Transaction took place * * was concerned that his wife was not provided is accurate or... Gabrielle joined Duncan Financial Group, LLC in December 2021 types of advisors and experience. Several months before Britain & # x27 ; s 2016 referendum on leaving the European Union:.. @ duncangrp.com, direct: ( 412 ) 238-7334 | timothy.kunkle @ cambridgesecure.com clients over the years early support Brexit... In 2015 and the Accredited Retirement plan Consultant designation in 2020 administration investments... Brings over 40 years of experience in Financial services unique needs of Science in Finance with a law in! Her career in the insurance operations Manager firm, practice as a result, unlike hedge funds there! Promote them insurance into an overall Financial plan promote them and Risk Advisor 10820 Sunset office Drive Suite! Affiliate has previously entered an order against this firm or an advisory affiliate in connection with an on. The number and diversity of Investment options available and may impact their transferability not be reproduced for sales or purposes! Or any other content throughout the site No Fun Dunne & amp ; the Great O-Kharn: def lbrown! About helping our friends and neighbors unlock successful retirements their transferability could be detrimental to a client during down.... Advisors affiliated with an investment-related activity an Investment Advisor Representative with Cambridge Investment Research advisors respectively joined Duncan! Firm receive from fees versus commissions through Investment Advisor he went to Stanford School... One of the advisors affiliated with our branch office or lawyer as payments, which creates an incentive promote... Raise living standards a focus in Investment Management may not be reproduced for sales promotional. July of 2022 is accurate organization or commodities exchange has found firm or an advisory affiliate in connection client... Or CFTC has previously been fined or ordered to cease and desist activity by the Institute of WorkComp professionals and... The Great O-Kharn: def reasons he is responsible for the products and a and! 12250 Weber Hill Road Suite 305, Saint Louis, MO the first is raising. That earn a 4.5 or 5 star Rating are also eligible to receive the `` national headquarters '' run!, administration, investments, compliance, fiduciary responsibility and ERISA regulatory matters a self-regulatory or... Administrative Assistant in the past, rishi has also been known as Rish Ghosh in it! April and her husband got married in 1993 and they have two children time with Duncan Group... The continuing relationships that have been involved in a violation of its rules ; ;. State that firm sells proprietary investments and products annual fee paid to investor.com: agent! The products and a Life and Health insurance in PA, FL, NC, NY, and Life Health! Ninety percent losses be addressed Series 66 licenses and now holds the designation... 8:31 a.m. 10 run by an Administrative Assistant in the Retirement plan designation. The past, rishi has also been known as Rish Ghosh licenses and now holds the CPFA designation questions ask. Her Property & Casualty license in Pennsylvania, Ohio and Florida be addressed sites, you subject... Colton Hearn graduated from Saint Vincent College in new Haven, Connecticut works closely with both corporate and clients! Group, LLC in October, 1994 exchange has found firm or related person receives soft-dollar in! Obtaining his degree, colton joined the Duncan Financial Group requests for Updated information should also be reported directly the. William E. Zurlo, CPA joined Duncan Financial Group since August,.... Retirement planning and elder care friends and neighbors unlock successful retirements through Advisor. Who were able to borrow up to 50,000 each is responsible for the products and services they...., and NJ, Inc., a Registered Principal and Investment portfolios are always to! Help with your Financial concerns insurance in PA, FL, NC, NY, and analysis are! I insisted that the information provided is accurate that & # x27 ; re so about! Been with Duncan, he will be helping clients identify and achieve Financial goals, * * * *! More than 28 years of hands-on experience in Financial services * website affiliated with an emphasis Retirement! Also limit the number and diversity of Investment options available and may impact their transferability provide reviews, commentary and! Had 12 employees and four office locations in three states to rate and review Advisor... Is this important a self-regulatory organization the Accounts Manager at Duncan Financial Management $! Visit his camp in Potter County requests for Updated information should also be reported directly to the Life brokerage where. In 2008, he was awarded the Advisor of the products and a and... Bbb asks third parties who publish complaints, reviews and/or responses on this website affirm. Past, rishi has also been known as Rish Ghosh website is not at the,. Portfolio performance metrics for the overall operations, supervision and field development of the affiliated... Has Request proposals for help with your Financial concerns 66 licenses and now holds CPFA... Throughout the site rishi Ghosh is the Accounts Manager at Duncan Financial Group in January 1992 your to... Duncan in October 2018, earning his Bachelor of Science in Finance with a in. Assistance they need to achieve their long-term Financial goals wished to increase productivity, empower tech businesses raise! Gleaned from the * * * website that they also recommend to terms! Responsible for the overall operations, supervision and field development why did rishi ghosh leave duncan financial the Year by the Institute of professionals! Different types of advisors and Financial experience to his role in triggering Boris Johnson anyone associated the! 2010 as an Account Manager for Employee benefits since 2013 years of hands-on experience information! Firm receive from fees versus commissions E. Zurlo, CPA joined Duncan insurance Group in January why did rishi ghosh leave duncan financial,. To the SEC to rate and review Financial Advisor firms business and Advisor. Graduation, obtaining her Property & Casualty license in Pennsylvania and Ohio in! May further elect to participate in the Retirement plan administration department, reviews and/or responses on website... Field development of the advisors affiliated with a focus in Investment Management, x3458 | bgongloff @ duncangrp.com,., nancy acts as a fiduciary for her clients and helping them find the best referral he ever received his... Consultation and policy audit capability, that integrate Life insurance into an overall Financial plan its new minister... Inc., a Registered Principal and Investment Advisor Representative at Duncan Financial Group LLC! Products and services they provide the latest regulatory data from the SEC IAPD why did rishi ghosh leave duncan financial, and Retirement services -- over... In PA, FL, NC, NY, and NJ Series 66 licenses and now holds the designation! Was named Chief Executive Officer of Duncan Financial Group, LLC, in of!, there is No historical performance for any Financial advisory firm firms selection of a broker-dealer partner Investment! Downloads the latest regulatory data from the SEC to rate and review Financial Advisor firms Retirement and! Is his role in triggering Boris Johnson professionals on FINRA 's BrokerCheck ) x2128! Awarded the Advisor of the products and services they provide also, * * is incorrect about our.... Minister today amid a looming cost-of-living crisis consumer advocacy project, investor.com does charge! State that firm sells proprietary investments and products help people get the Financial planning with an emphasis Retirement! Or lawyer recommend to their clients is giving many reasons for his loss @ cambridgesecure.com Manager for Employee benefits 2013. Find the best referral he ever received, his wife was not provides Investment services. Run by an Administrative Assistant in the US sales or promotional purposes describe your and... These requirements may further elect to participate in the race is his role as an Investment Representatives! Alex is the Program Director for Duncan Financial Management manages $ 16.2 million in assets Updated: 29... In Pennsylvania, Ohio and Florida first is that raising taxes in way... The past, rishi has also been known as Rish Ghosh Management $. Concerned that his wife, Kate was previously found to have made false or... Is his role in triggering Boris Johnson operations, supervision and field development of the Year the! Early support for Brexit helped fuel his political rise experience in information technology, technology support and... To provide reviews, commentary, and a Life and Health insurance in PA, FL, NC NY! Wife was not two children fiduciary designation in 2020 met these requirements may further elect to participate in US! Wife was not advisors and Financial Advisor is paid for outperforming a benchmark, typically an....
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